Occupation meets preoccupation: a year of reading

3PictureUNHFacadeThis year, thanks to my reading, my blog’s abiding preoccupations made my occupation more meaningful.

A few years ago, my blog taught me something: my outlooks on my three areas of preoccupation – critical, civil, and spiritual – are the same. In each area I wish, borrowing Karl Barth’s phrase here, to “think dogmatically.” Barth uses the phrase to compliment F.D.E. Schleiermacher, a nineteenth century theologian, and Ann E. Berthoff amplifies the notion of dogmatic thinking in her own paean to Schleiermacher. It involves, she says, “the charge of keeping the code” but not by “pretending that knowledge and understanding are independent of interpretation” (Berthoff, Mysterious, 97).

I offer two more quotes, the first by Susanne K. Langer, the twentieth-century American philosopher, and the second by Jean Piaget, the twentieth-century Swiss psychologist, that put Berthoff’s understanding of hermeneutics in different ways:

All knowledge is an interpretation, and we must choose such perspectives as will yield meanings of the universe which interest us . . . (82)

To understand is to invent.

This summer, I learned a nice word for my outlook: triadicity. In semiotic terms, it means that a sign and what it signifies, by themselves, don’t explain much and can lead to, as Berthoff puts it, “getting rid of the interpreter or destroying what he is meant to interpret” (Berthoff, Sense, 133). To avoid hermeneutical (and, I would add, political, critical, or spiritual) disaster, the sign and signified – the chief elements of a dyadic approach to language – need a mediator:

The only way to get from symbol to what is symbolized is by means of a mediating idea which must, in turn, be interpreted. (Berthoff, Mysterious, 73)

I began to understand my outlook in semiotic terms. I saw that, for instance, my preoccupation with the challenges the abolitionists and the secessionists present to Lincoln fit triadic thinking: Lincoln advances a “mediating idea” – the Declaration of Independence’s “all men are created equal” – as a way to counter both the secessionists’ strict construction of the Constitution (Berthoff’s “getting rid of the interpreter”) as well as the abolitionists’ desire to destroy the Constitution as a pact with the devil (Berthoff’s “destroying what he is meant to interpret”).

I read and wrote a lot this summer while taking three courses in composition instruction to prepare to teach some college freshman composition sections. These three courses largely gave me the flexibility to pursue my interests, and the chief interest became triadicity.

I started to see triadicity everywhere whether or not it was referred to as such. Triangles always worked. One instructor at the University of New Hampshire read a few paragraphs from Susin Nielsen’s young adult novel We Are All Made of Molecules. In it, Stewart describes his mother’s death as the collapse of an equilateral triangle in which his father, mother, and he makes up the triangle’s sides. It reminded me of the sad reliance on dualistic philosophy in the Common Core, in American politics, in many American churches’ hermeneutics, and in Constitutional construction. Like Stewart, I visualized a triangle with a missing base in order to cope with a tragedy.

I quickly began to summarize my three preoccupations around Stewart’s triangle, and I found a good fit for nine expressions of them:


After my summer classes ended, I created my classroom’s bulletin board to summarize and contrast dyadic and triadic approaches to education:


One can hear this contrast in Piaget’s writing. The above quote from Piaget, “To understand is to invent,” is really the title of one of his two seminal books on how to apply advances in psychology to educational practice, this one published in 1973. Early in To Understand Is To Invent, Piaget compares what he refers to as “three tendencies” in applying then-recent “research on the development of the intelligence and cognitive structures” to education:

The first, remaining loyal to venerable Anglo-Saxon traditions, continues to pursue an empirical associationism with would assign a purely exterior origin to all knowledge, deriving it from experience or verbal or audio-visual representations controlled by adults.

The second is characterized by an unexpected return to factors of innateness and internal development. . . . Here education would mainly consist in training an innate “reason.”

The third tendency, which is decidedly my own, is of a constructivist nature. . . . It recognizes neither external preformations (empiricism) nor immanent preformations (innateness), but rather affirms a continuous surpassing of successive stages. This obviously leads to placing all educational stress on the spontaneous aspects of the child’s activity. (10 – 11)

Although Piaget never mentions Locke or “innate ideas” directly, one sees hints in the “first tendency” of an oversimplification of Locke’s empiricism that, to some extent, was designed to counter the doctrine of “innate ideas” prevalent in Locke’s day. The oversimplification, however, is on the part of the American educational system, which, particularly with its emphasis on multiple-choice, standardized testing and its business model of teaching, has doubled down on Piaget’s first reported tendency. The left side of my bulletin board illustrates this tendency.

One can see in Piaget’s summaries the same tendencies in education that Berthoff finds in hermeneutics. Piaget’s first tendency seeks to “get rid of the interpreter” – the student – as a meaning-maker. His second tendency seeks to “destroy what he is meant to interpret” by devaluing any text used in favor of developing the student’s innate gifts.

As Berthoff says, “thinking dogmatically means honoring a commitment to the third way” (Berthoff, Mysterious, 97).

° ° °

I’ve run up a great debt to Ann Berthoff. She has written passionately and thoughtfully over several decades about triadicity. Most of her earlier writings addressed triadicity in the context of writing instruction. Her writing tends to be highly theoretical and critical of dyadic thinking. However, unlike many composition theorists, Berthoff has done pedagogy: she has coupled her engaging works on composition theory (The Making of Meaning; The Sense of Learning) with a full-blown textbook for the college freshman composition class (Forming, Thinking, Writing). Without her textbook, Berthoff would seem to take on the role of the perpetual backbencher, a gadfly who would come “out of her corner again and again . . . to attack a would-be pedagogical savior,” as Philip Keith describes her modus operandi. Keith is enthusiastic about her textbook:

It is a putting of cards on the table after long study, thought and analysis. It is serious and, to use the word of an earlier reviewer,?amiable; tough and nurturing, careful and strange. It organizes?while it swamps. It is a wonderful book, and the world might well become a very different place if it were used in even a quarter of the freshman composition classes in the country. (98)

Instead, like all of Berthoff’s books, it is out of print. This past summer, to get her latest book, The Mysterious Barricades: Language and its Limits, for less than fifty dollars, I had to order a used copy from Australia. Her relative obscurity is no reflection on her, of course. After reading her, I’m convinced it speaks more to the intransigent nature of American classroom practice, an intransigence that helps to give old, classic pedagogic texts (like Piaget’s) a certain immediacy since they often describe the same challenges and mindsets that continue to plague writing classrooms today.

In a way – and this is a grand sentiment – I hope to do for Berthoff in my college composition and ninth-grade classes what she did for her intellectual forebears. She gives fresh thought and new application to two fellow writing instructors, I. A. Richards and Louise M. Rosenblatt, as well as to several other theorists – among them Charles Sanders Pierce, Kenneth Burke, and Lev Vygotsky – who weren’t thinking a great deal about writing instruction per se when they worked out their theories.

° ° °

Here are the books and the Great Courses I’ve read this year. Thanks to my three graduate classes, I’ve also read too many academic articles, none of which I’ve included here.

Peter Ackroyd. Rebellion: The History of England from James I to the Glorious Revolution

James Baldwin. Giovanni’s Room

James Baldwin. Go Tell It on the Mountain

Anna Beer. Milton: Poet, Pamphleteer, and Patriot

John Berger. To the Wedding

James A. Berlin. Writing Instruction in Nineteenth-Century American Colleges

Ann E. Bertoff. Forming, Thinking, Writing (2nd Ed.)

Ann E. Bertoff. The Mysterious Barricades: Language and Its Limits (two reads)

Ann E. Berthoff. The Sense of Learning

Ed Catmull and Amy Wallace. Creativity, Inc.: Overcoming the Unseen Forces That Stand in the Way of True Inspiration

Teju Cole. Every Day Is for the Thief (second read)

Joseph Conrad. Heart of Darkness

Maurice Cranston. John Locke: A Biography

John Dewey. Experience in Education.

David Herbert Donald. Lincoln Reconsidered: Essays on the Civil War Era (3rd edition)

Dave Eggers. What is the What

William Faulkner. Intruder in the Dust (second read)

L. Dee Fink. Creating Significant Learning Experiences

Joseph A. Fitzmyer (introduction, translation, and notes). The Anchor Bible: The Gospel According to Luke (I – IX)

Paulo Freire. Pedagogy of Freedom: Ethics, Democracy, and Civic Courage

Malcolm Gladwell. Outliers: The Story of Success

Howard Holzer. Lincoln and the Power of the Press

Michael Korda. Clouds of Glory: The Life and Legend of Robert E. Lee

Alan Charles Kors. The Birth of the Modern Mind: The Intellectual History of the 17th and 18th Centuries (Great Courses)

Pauline Meier. Ratification: The People Debate the Constitution, 1787-1788

Stephen Mitchell, trans. Gilgamesh

Michel E. de Montaigne (Donald M. Frame, trans.). Essays, Book One

Reinhold Niebuhr. The Irony of American History (third read)

Tim O’Brien. In the Lake of the Woods

Walker Percy. The Moviegoer

Walker Percy. The Thanatos Syndrome

Raymond P. Scheindlin, trans. The Book of Job

Dan Senor and Saul Singer. Start-Up Nation: The Story of Israel’s Economic Miracle

William Shakespeare. Romeo and Juliet (three reads; countless previous reads)

Dava Sobel. Longitude: The True Story of a Lone Genius Who Solved the Greatest Scientific Problem of His Time

Mark A. Stoler. The Skeptic’s Guide to American History (Great Courses)

Stephen Toulmin. The Uses of Argument

Alice Walker. The Color Purple

Philip Weinstein. Becoming Faulkner

Garry Wills. Lincoln at Gettysburg: The Words that Remade America (three reads)

° ° °

Works Cited

Berthoff, Ann E., and James Stephens. Forming, Thinking, Writing. 2nd ed. Portsmouth, NH: Boynton/Cook, 1988. Print.

Berthoff, Ann E. The Mysterious Barricades: Language and Its Limits. Toronto: U of Toronto, 1999. Print.

Berthoff, Ann E. The Sense of Learning. Portsmouth, NH: Boynton/Cook, 1990. Print.

Keith, Philip M. “Ann Berthoff and the Problem of Method in Writing: A Review Essay.” Rhetoric Society Quarterly 10.2 (1980): 98-103. Print.

Nielsen-Fernlund, Susin. We Are All Made of Molecules. New York: Wendy Lamb, 2015. Print.

Piaget, Jean. To Understand Is To Invent: The Future of Education. New York: Grossman, 1973. Print.

3PictureUNHFacade1Photos of building facade taken this past summer at the University of New Hampshire.

Slow, immediate

FullSizeRenderOver break I filled my
green, mechanical pencil with

What else. Alone

it represents
nothing, is indicative of
nothing, suggests,
nothing that I am immediately aware of.

It counterposes, offsets, analogizes, compares with, offsets, is juxtaposed with, supports, qualifies, contrasts with, is inimical to, controverts, contends with, counters, challenges, counteracts, oppugns, parallels, withstands, matches, relates to, is set off against, and is weighed in the balance with nothing.

Nothing, after all, I can be only immediately aware of.

In fact, this lack of awareness
equates with, or at least is indicative of,
the immediate.

(You see, then, how I’ve spoiled
everything. I should’ve kept quiet.)

“Immediate” means, first of all, “acting or being without the intervention of another object, cause, or agency” (Merriam-Webster). Immediate, then, means slow, not fast.

We are the immediate, the mediators between perception and meaning. We have to find ourselves there before we learn anything else.

Most classes use the present to understand the past or to build a future. Eternity, if it exists, comes later. But I want to put my class, as much as I can and should, on a quixotic journey to find the present.

Ye who teach that eternity defies explanation,
go back and learn that explanation defies eternity.

The immediate is the calm inside the confusion before a comparison comes to mind, before the elemental lead is compounded with — as (God!) I just did here — or similized or metaphorized with — something prior or employed to foreshadow something coming. It is the slow, dumb present.

Time for this

The teachers in our school district voted to extend the summer a little bit in exchange for having an entire fortnight off for Christmas. I’m glad. Two weeks away from school, even while grading and planning a lot, feels like a real vacation. Suddenly, there’s time for the likes of twelve-spice Cincinnati chili. Here it simmers on our rented condo’s gas stove before I stir in the spices.

Toulmin and the reasoning of children

3PictureStephenToulminStephen Toulmin, the twentieth-century British philosopher whose book The Uses of Argument helped to make logic available for everyday use, seems bemused in his preface to that book’s updated edition about the first edition’s significant contribution to informal logic. He had not, he says, “set out to expound a theory of rhetoric or argumentation: my concern was with twentieth-century epistemology, not informal logic” (vii). I’ll ignore his protestations as I present two practical contributions his book has made – and will make – in my classroom, but I’ll take him at his word in examining how his epistemological approach may have inadvertently contributed to my own educational theory and practice.

I’ve taught “the Toulmin model” in AP Language and Composition courses as a modern means of argument, more flexible than Aristotle’s compromise between Plato and the Sophists. Aristotle’s syllogisms and deductive reasoning get one only so far, and it would be tragic if logic of some kind might not be used for matters of that call for less than mathematical certainty, particularly matters of morality and public policy. Toulmin’s flexible construction of claims, data, and warrants meets this need. If Toulmin has successfully identified these “modes in which we assess arguments, the standards by reference to which we assess them and the manner in which we qualify our conclusions about them, [that] are the same regardless of field (field-invariant)” (15), or at least if he has created a model that makes something like logic more accessible to arguments normally impervious to Aristotle’s more syllogistic logic, then my students at least have a way of talking about, critiquing, and challenging many kinds of arguments the same way.

Toulmin oversimplifies Aristotle, however, and ends up duplicating Aristotle’s method for informal argument to some extent. Toulmin implicitly blames Aristotle for boiling down argument to “‘minor premiss; major premiss; so conclusion’” (89). However, Toulmin’s model, particularly his notion of the warrant as “incidental and explanatory, its task being simply to register explicitly the legitimacy of the step involved and to refer it back to the larger class of steps whose legitimacy is being presupposed” (92), is a lot like Aristotle’s notion of an enthymeme. Toulmin gives an example of an argument over someone’s hair color and identifies its trivial warrant: “the knowledge that Harry’s hair is red entitles us to set aside any suggestion that it is black, on account of the warrant, ‘If anything is red, it will not also be black’” (91). Yet Aristotle’s enthymeme, called by rhetorician Thomas De Quincey a “syllogism of which one proposition is suppressed” (Seaton 113), has some overlap with Toulmin’s warrant, which is distinguished from his data in part because of the former’s implicitness: “This is one of the reasons for distinguishing between data and warrants: data are appealed to explicitly, warrants implicitly” (92). Specifically, if an enthymeme’s minor premise is implied, then it serves also as Toulmin’s warrant. I’ve stopped teaching enthymemes in AP Language classes: the potential for overlap and confusion seems to outweigh the benefit from learning the subtle differences between enthymemes and Toulmin arguments.

Uses, now that I’ve read it, may help me teach argumentation in other ways. Toulmin’s occasional templates may also help my students express the relationships among claim, data, and warrants. He offers two such templates here: “‘Data such as D entitle one to draw conclusions, or make claims, such as C’, or alternatively ‘Given data D, one may take it that C’” (91). Toulmin, in fact, seems to have provided the philosophical backbone as well as the pedagogical structure for a popular book on argumentation I assign my students, They Say, I Say: The Moves That Matter in Academic Writing by Gerald Graff and Cathy Birkenstein. They Say has a section on “Prove it” (Toulmin’s “data”)(42) and on “So what?” (Toulmin’s “warrant”)(92). It also discourages the use of formal logic (xxv) and expands on Toulmin’s use of templates (e.g., 64 – 65). They Say and its ilk, then, may be seen as means of implementing Toulmin’s theory into the classroom and expanding his practice there.

But the biggest contribution Toulmin makes to my classroom could be in the area of educational theory. Ironically, he addresses educational theory in Uses only in passing and then only to disclaim his theory’s applicability to educational theory:

If one asks how in the course of children’s lives they come to pick up the concepts and facts they do, or by what educational devices particular rational techniques and procedures are inculcated, one will of course have to proceed a posteriori, using methods drawn from psychology and sociology . . . (200)

Yet if one believes with Maria Montessori that a child’s reason begins functioning at birth (Standing 206), then the more logical side of Toulmin’s epistemology may be helpful in discovering in what sense that reasoning occurs. Seventeenth-century British philosopher John Locke also believes that children begin to reason at birth; his famous epistemological work An Essay Concerning Human Understanding famously dismisses the notion of “innate ideas” in favor of what has since been called a child’s tabula rasa, or “blank slate” (White 16 – 19). Locke’s position has been misunderstood: his “blank slate” protects the political sanctity of children since the existence of innate ideas would give “no small power,” as Locke puts it, to “one man over another, to have the authority to be the dictator of principles, and teacher of unquestionable truths; and to make a man swallow that for an innate principle which may serve to his purpose who teacheth them” (18 – 19).  Toulmin tacitly acknowledges the link between his epistemology and this aspect of educational theory when he finds himself unable to wholly dismiss the seventeenth-century controversy over innate ideas because “in the last resort one cannot set the psychological and logical aspects of epistemology utterly and completely apart” (196 – 197).

Toulmin, then, refuses to take a stand on either side of the “innate ideas” controversy, but his epistemology favors Locke’s and Montessori’s positions. Toulmin is often seen as an unwitting antidote to the extreme position of the early twentieth-century logical positivists, whose radical division of logic from rhetoric caused them to regard “statements of value as merely reports on the state of one’s glands,” as Northwestern University School of Communication Professor David Zarefsky puts it. Zarefsky sees Toulmin’s model as one of a few “reformulations of the concepts of reason and rationality” that came later in the twentieth century (16). Toulmin’s broadening of the notion of reason to include moral and practical concerns mirrors similar efforts by Locke and by Montessori, the latter of whom in discussing the Western world’s “moral paralysis” states that “reason today is hidden under a dark cloud and has almost gone down to defeat. Moral chaos in fact is nothing but one side of the coin of our psychic decline; the other side is the loss of our powers of reason. The pre-eminent characteristic of our present state is an insidious madness, and our most immediate need a return to reason” (Montessori 13 – 14). Toulmin, whom Zarefsky sees as attempting “to explain ethical reasoning” (16), seems to have unwittingly affirmed Locke (an educational theorist as well as a philosopher) in restoring reason as a tool of epistemology and educational theory.

Aided by the Toulmin model and the license to moral inquiry that the model represents, my students are empowered to argue claims of fact, value, policy, and definition without having to pretend that those claims’ moral implications are beyond the scope of reason.

Works Cited

Graff, Gerald, and Cathy Birkenstein. “They Say / I Say”: The Moves That Matter in Academic Writing. 3rd ed. New York: Norton, 2014. Print.

Montessori, Maria. Education and Peace. Trans. Helen R. Lane. Amsterdam: Montessori-Pierson Pub., 2007. Print.

Seaton, R. C. “The Aristotelian Enthymeme.” The Classical Review 28.4 (1914): 113-19. JSTOR. Web. 25 May 2015.

Standing, E. M. Maria Montessori, Her Life and Work. New York: Plume, 1998. Print.

Toulmin, Stephen. The Uses of Argument. Updated ed. Cambridge, U.K.: Cambridge UP, 2003. Print.

White, Morton. The Philosophy of the American Revolution. New York: Oxford UP, 1978. Print.

Zarefsky, David. “History of Argumentation Studies.” Argumentation: The Study of Effective Reasoning. 2nd ed. Chantilly, VA: Teaching, 2005. Print.